Regulator enforcement action
enforcement.action_published · Ready US securities enforcement actions, US; UK competition and consumer enforcement, GB
What it is
Public: from open or licensed sources, shared by everyone who subscribes.
- Example: SEC administrative proceeding IA-7028: Northwind Advisers LLC
- Typed payload, validated by its JSON Schema
- Collected today from US securities enforcement actions (US), UK competition and consumer enforcement (GB)
Each event names its exact source, a link to the record, the licence and the attribution in its provenance.
Example event, standard format
{
"specversion": "1.0",
"id": "evt_01M5EV0NM0W4ND6MTMQ4PSZQ7D",
"type": "enforcement.action_published",
"source": "/sources/examples/enforcement",
"time": "2026-10-21T09:00:00Z",
"observed_at": "2026-10-21T09:00:42Z",
"dataschema": "https://schemas.worldsignals.dev/enforcement.action_published/1.json",
"datacontenttype": "application/json",
"visibility": "public",
"country": "US",
"subject": {
"kind": "company",
"name": "Northwind Advisers LLC",
"ws_id": "ent_01M5EV0NM017EWVA0FFDC4XGKW"
},
"entities": [
{
"kind": "public_body",
"role": "authority",
"name": "U.S. Securities and Exchange Commission"
},
{
"kind": "company",
"role": "respondent",
"name": "Northwind Advisers LLC"
}
],
"title": "SEC administrative proceeding IA-7028: Northwind Advisers LLC",
"lang": "en",
"data": {
"authority": "SEC",
"authority_name": "U.S. Securities and Exchange Commission",
"jurisdiction": "US",
"action_id": "IA-7028",
"action_kind": "administrative_proceeding",
"category_label": "Administrative proceeding (Investment Advisers Act of 1940)",
"stage": "published",
"statute": "Investment Advisers Act of 1940",
"respondents": [
{
"name": "Northwind Advisers LLC"
}
],
"individual_respondents": 0,
"published_on": "2026-10-21",
"document_url": "https://www.sec.gov/files/litigation/admin/2026/ia-7028.pdf",
"time_precision": "day"
},
"provenance": {
"source_id": "example",
"source_name": "Example data",
"url": "https://example.com/worldsignals/enforcement.action_published",
"licence": "Example only, not a real record",
"method": "example"
},
"confidence": 0.95,
"personal_data": false,
"revision": 1,
"tags": [
"example",
"enforcement",
"sec",
"administrative_proceeding"
]
}Give your agents something to notice
Join the waiting list, free during early access. Pick these events and we’ll email you when you’re in.